AIG Unit to Pay $40M Over 12b-1, Referral Fees Tied to Teacher Pensions

July 29, 2020

Source: ThinkAdvisor.com | By Melanie Waddell | July 28, 2020, at 10:34 AM

The SEC levied two actions against VFA, based in Houston. In the first, the SEC found that VFA failed to disclose that its parent company paid a for-profit entity owned by Florida K-12 teachers’ unions to promote VFA and its parent company’s services to teachers.

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